--- title: Senior Compliance Officer at Foresight • ფორსაითი description: Company Description Foresight is a financial institution licensed by the National Bank of Georgia, specializing in modern, profitable financial products for individuals and companies. The company is r --- # Senior Compliance Officer **Company:** Foresight • ფორსაითი **Location:** Tbilisi, Georgia **Posted:** 2026-10-19 **Apply by:** 2026-12-03 [Apply / View original posting](https://www.linkedin.com/jobs/view/4478277604) ## Job description Company Description Foresight is a financial institution licensed by the National Bank of Georgia, specializing in modern, profitable financial products for individuals and companies. The company is recognized as one of the fastest-growing financial institutions in Georgia, driven by a commitment to wise, steady, and effective capital management. Foresight values client satisfaction, transparent partnerships, and data-driven investment solutions. Role Description Foresight Group is seeking a Senior Compliance Officer to join its AML & Compliance Department, covering the Group’s brokerage and asset management companies. The Senior Compliance Officer will ensure the Group’s activities comply with NBG regulation and international conduct standards, including the CFA Institute Code of Ethics and Standards of Professional Conduct. The role will advise the business, run the compliance monitoring programme, and strengthen a culture of integrity and client protection across the Group. Key responsibilities The Senior Compliance Officer will ensure the Group’s brokerage and asset management activities comply with Georgian securities and investment fund legislation and NBG regulations, follow regulatory changes, and deliver accurate and timely regulatory reporting. The role includes developing, reviewing, and updating compliance policies on conflicts of interest, personal trading, inside information, client suitability, best execution, and complaints handling, and turning them into clear, practical procedures for staff. The Senior Compliance Officer will oversee conflicts between the brokerage and asset management businesses, monitor employee personal trading, and carry out regular compliance checks, making sure identified issues are fixed. The role will advise management and front-office teams on daily compliance matters, review new products and marketing materials, coordinate NBG inspections, and report to management and the Supervisory Board. It will also support the AML function on client due diligence and sanctions screening. Finally, the Senior Compliance Officer will train staff and embed the CFA Institute Code and Standards into the Group’s daily practice. What We Are Looking For Compliance expertise. At least 5 years of regulatory compliance experience in a licensed financial institution, including at least 3 years in capital markets (brokerage, asset management, investment banking, or custody). Proven experience building or running a compliance monitoring programme and drafting conduct-of-business policies. Regulatory knowledge. In-depth knowledge of the Georgian securities and investment fund framework and NBG supervisory requirements, and a working knowledge of AML/CFT legislation. A strong understanding of international standards, including MiFID II and MAR principles, FATF Recommendations, and sanctions regimes. Professional standards. Practical command of the CFA Institute Code of Ethics and Standards of Professional Conduct and the Asset Manager Code, with the ability to apply them to real business situations such as conflicts of interest, personal trading, material non-public information, and fair dealing. Judgment and independence. High ethical standards, sound judgment, and the confidence to challenge business decisions and escalate issues when needed. Experience dealing directly with regulators is a strong advantage. Communication. Excellent drafting skills for policies, opinions, and regulatory correspondence, and the ability to explain complex requirements clearly to business teams and management. Education and languages. Master’s degree in Law, Finance, Economics, or a related field. CFA charter or progress in the CFA Program highly preferred. ICA, CISI, or CAMS certification is an advantage. Fluency in Georgian and English; Selection process The selection process consists of two interviews and one written case study. Only shortlisted candidates will be contacted. How to apply Apply here, or send your CV in Georgian or English to info@foresight.ge. Requirements added by the job poster Master’s Degree 5+ years of Compliance experience --- 🔔 [Monitor similar jobs on Gurify](https://gurify.com/?utm_source=techgeo&utm_medium=jobboard&utm_campaign=monitor_similar&role=Senior+Compliance+Officer) — get alerted when matching roles are posted in Georgia. ```json {"@context":"https://schema.org/","@type":"JobPosting","title":"Senior Compliance Officer","description":"

Company Description Foresight is a financial institution licensed by the National Bank of Georgia, specializing in modern, profitable financial products for individuals and companies. The company is recognized as one of the fastest-growing financial institutions in Georgia, driven by a commitment to wise, steady, and effective capital management. Foresight values client satisfaction, transparent partnerships, and data-driven investment solutions. Role Description Foresight Group is seeking a Senior Compliance Officer to join its AML & Compliance Department, covering the Group’s brokerage and asset management companies. The Senior Compliance Officer will ensure the Group’s activities comply with NBG regulation and international conduct standards, including the CFA Institute Code of Ethics and Standards of Professional Conduct. The role will advise the business, run the compliance monitoring programme, and strengthen a culture of integrity and client protection across the Group. Key responsibilities The Senior Compliance Officer will ensure the Group’s brokerage and asset management activities comply with Georgian securities and investment fund legislation and NBG regulations, follow regulatory changes, and deliver accurate and timely regulatory reporting. The role includes developing, reviewing, and updating compliance policies on conflicts of interest, personal trading, inside information, client suitability, best execution, and complaints handling, and turning them into clear, practical procedures for staff. The Senior Compliance Officer will oversee conflicts between the brokerage and asset management businesses, monitor employee personal trading, and carry out regular compliance checks, making sure identified issues are fixed. The role will advise management and front-office teams on daily compliance matters, review new products and marketing materials, coordinate NBG inspections, and report to management and the Supervisory Board. It will also support the AML function on client due diligence and sanctions screening. Finally, the Senior Compliance Officer will train staff and embed the CFA Institute Code and Standards into the Group’s daily practice. What We Are Looking For Compliance expertise. At least 5 years of regulatory compliance experience in a licensed financial institution, including at least 3 years in capital markets (brokerage, asset management, investment banking, or custody). Proven experience building or running a compliance monitoring programme and drafting conduct-of-business policies. Regulatory knowledge. In-depth knowledge of the Georgian securities and investment fund framework and NBG supervisory requirements, and a working knowledge of AML/CFT legislation. A strong understanding of international standards, including MiFID II and MAR principles, FATF Recommendations, and sanctions regimes. Professional standards. Practical command of the CFA Institute Code of Ethics and Standards of Professional Conduct and the Asset Manager Code, with the ability to apply them to real business situations such as conflicts of interest, personal trading, material non-public information, and fair dealing. Judgment and independence. High ethical standards, sound judgment, and the confidence to challenge business decisions and escalate issues when needed. Experience dealing directly with regulators is a strong advantage. Communication. Excellent drafting skills for policies, opinions, and regulatory correspondence, and the ability to explain complex requirements clearly to business teams and management. Education and languages. Master’s degree in Law, Finance, Economics, or a related field. CFA charter or progress in the CFA Program highly preferred. ICA, CISI, or CAMS certification is an advantage. Fluency in Georgian and English; Selection process The selection process consists of two interviews and one written case study. Only shortlisted candidates will be contacted. How to apply Apply here, or send your CV in Georgian or English to info@foresight.ge. Requirements added by the job poster Master’s Degree 5+ years of Compliance experience

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